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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
25 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
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USA-NY-New York City |
24 Aug |
| Regional Branch Compliance Manager |
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Compliance Manager
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Not Disclosed
Salary: Base salary, bonus and be...
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USA-NY-New York City |
15 Aug |
| Our client seeks a Compliance Manager:
This role will report directly to the Chief Compliance Officer within the Legal and... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
11 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Sr. Compliance Officer
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Not Disclosed
Salary: base plus bonus
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USA-NY-New York City |
08 Aug |
| We are currently recruitng for compliance professionals with 5 plus years of experience with Investment Company and/or Inves... |
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Compliance Associate - Hedge Fund
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Not Disclosed
Salary: 80-120K plus bonus
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USA-NY-New York City |
04 Aug |
| COMPLIANCE ASSOCIATE
MULTI-BILLION DOLLAR INVESTMENT FIRM
DOWNTOWN NEW YORK, NY
Our compliance associates assist with th... |
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Securities Business Auditor
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Goldman Sachs
Salary: N/A
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USA-NY-New York City |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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Senior Counsel, Investment Management (R5216)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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USA-NJ-Jersey City |
04 Sep |
| Large investment management company seeking 4+ year attorney to advise growing business. |
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Mandatory Corporate Actions Associate
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Morgan Stanley
Salary: not disclosed
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USA-NJ-Jersey City |
04 Sep |
| See job description below |
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Vice President, Hedge Fund Compliance Officer
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Morgan Stanley
Salary: not disclosed
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USA-CT-Greenwich |
04 Sep |
| See job description below |
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PWM Senior Compliance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
04 Sep |
| See job description below |
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Commodity Compliance Coverage
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
04 Sep |
| See job description below |
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Senior Commodity Compliance Coverage - Oil Liquids
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
04 Sep |
| See job description below |
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Trading Auditor/Compliance (Investment Management)
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Northwest Integrators LLC
Salary: Highly competitive (base...
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USA-CT-Stamford |
03 Sep |
| Trading Auditor needed to work closely with legal & Compliance to ensure traders are adhereing to predetermined trading and i... |
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Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
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Northwest Integrators LLC
Salary: Highly competitive (Base...
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USA-CT-Stamford |
03 Sep |
| We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation... |
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
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USA-NJ-Jersey City |
24 Aug |
| Trading surveillance compliance officer
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Branch Office Manager
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Not Disclosed
Salary: 100K
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USA-NJ-Jersey City |
24 Aug |
| Compliance branch office manager coming out of a insitutional side of firm.
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
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USA-NJ-Jersey City |
24 Aug |
| Branch office Compliance manager with Insitutional experience needed |
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Business Analyst - Business Management & Control
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Not Disclosed
Salary: Commensurate with experie...
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USA-CT-Stamford |
19 Aug |
| Business Management & Control - Business Analyst. The individual will manage the implementation of initiatives as dictated b... |
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Compliance officer
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Not Disclosed
Salary: 75K
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USA-NJ-Jersey City |
16 May |
| Compliance officer |
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